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Author Archives: Anonymous

Explain to the trustees the differences between Investment T…

Explain to the trustees the differences between Investment Trusts and Unit Trusts and how this will impact upon the estate.

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What do you need to consider in deciding whether you can rec…

What do you need to consider in deciding whether you can recommend or arrange the disposal of the units in the Unit Trusts under the Scope Rules?

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Assuming that the firm is authorised by the body you have st…

Assuming that the firm is authorised by the body you have stated in your answer to Question 25, list six investment considerations or objectives that you would need to consider with the client.

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Which of the following is a specified investment under the F…

Which of the following is a specified investment under the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (“the RAO”)?

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Given Mrs Gmerek’s circumstances as you understand them, wha…

Given Mrs Gmerek’s circumstances as you understand them, what protection needs do you identify for her and what products might you suggest to address these needs?

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A solicitor who knowingly accepts criminal property on to th…

A solicitor who knowingly accepts criminal property on to the firm’s client account is at risk of committing an offence under which of the following provisions?

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Section 19 of the Financial Services and Markets Act 2000 (“…

Section 19 of the Financial Services and Markets Act 2000 (“the FSMA”) makes it an offence for a person to:

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List at least 2 tests/therapies that utilize ID injections.

List at least 2 tests/therapies that utilize ID injections.

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Match the % (degree) of dehydration with the clinical presen…

Match the % (degree) of dehydration with the clinical presentation of the patient

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What is a concern, especially in cats, regarding vaccine adj…

What is a concern, especially in cats, regarding vaccine adjuvants and/or repeated SQ injections?

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